Support the Chief Compliance Officer with regulatory monitoring, policy and control reviews, transaction and communications surveillance, AML/KYC processes, internal reporting, compliance testing, and cross‑functional compliance initiatives. Prepare filings, audit materials, and training support while contributing to process improvements and compliance technology efforts.

Lead high-touch execution and business development for Canadian-listed equities, delivering best-in-class institutional execution, market intelligence, and client coverage while building and leading the firm's Canadian equities trading platform.