Support the Chief Compliance Officer with regulatory monitoring, policy and control reviews, transaction and communications surveillance, AML/KYC processes, internal reporting, compliance testing, and cross‑functional compliance initiatives. Prepare filings, audit materials, and training support while contributing to process improvements and compliance technology efforts.

Provide administrative support to Investment Banking team: coordinate domestic and international travel, manage Concur expense reports, track receipts, handle ad hoc administrative tasks, and maintain organization across multiple requests and deadlines.

Lead high-touch execution of Canadian-listed equities from Toronto, delivering best-execution and discretion for institutional clients. Build client relationships, manage complex orders (block trades, VWAP/participation), coordinate with electronic/algorithmic trading teams, drive business development, and establish the firms Canadian equities execution platform while maintaining risk, compliance, and market intelligence.