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Salary Range: $80,000 - $90,000
Who We Are:
Canaccord Genuity (CG) is a leading independent full-service financial services firm, with operations in two principal segments of the securities industry: wealth management and capital markets. CG is driven by an unwavering commitment to build lasting client relationships – we achieve this by generating value for our individual, institutional, and corporate clients through comprehensive wealth management solutions and investment banking services. We are a leading independent wealth management firm in Canada, and the leading mid-market provider of investment banking advisory, equity research, sales and trading services for corporations and institutions.
We pride ourselves on understanding our clients’ needs and finding innovative, bespoke solutions. Our entrepreneurial and friendly team will challenge you to learn and grow every day. We value great work and collaboration and strive to eliminate bureaucratic thinking. We’re looking for talented people who thrive in a fast-paced environment and want to have an impact with innovative ideas and best practices.
Come be a part of our Canadian success story and help deliver superior experiences for our clients. At CG, we recognize that diversity across our business strengthens our client relationships and enables more innovative solutions. We strongly encourage applications from all qualified individuals regardless of race, religion, colour, national origin, gender, sexual orientation, age, marital status, or disability status. CG provides an accessible candidate experience. If you need any accommodations throughout the interview process and beyond, please let us know.
Our Canadian operation, Canaccord Genuity Corp., is currently looking for a Senior Anti-Money Laundering (AML) Analyst to join our Compliance department. The Senior Analyst will contribute to the regulatory control of Canaccord Genuity by providing the highest standard of integrity for the firm and its clients.
Responsibilities:
- Lead and conduct risk-based investigations into individual and legal entity clients, including complex structures such as trusts and corporations, using transactional data, open-source intelligence, and client documentation
- Assess investigation outcomes and determine the necessity of filing Suspicious Transaction Reports (STRs) with FINTRAC
- Prepare and submit STRs, ensuring accurate entry of transactional data into FINTRAC reporting systems
- Maintain detailed and compliant records of investigative actions and decisions in accordance with internal policies and regulatory standards
- Communicate findings and risk assessments to supervisors, senior management, and other internal stakeholders
- Support Compliance leadership (VPs and Supervisors) in managing high-risk client portfolios and regulatory inquiries
- Contribute to the development and refinement of AML/ATF processes and procedures to ensure regulatory compliance and operational efficiency
- Execute time-sensitive tasks, including year-end reviews and regulatory audits, with precision and urgency
- Respond to internal and external queries related to AML investigations, promoting operational effectiveness and business continuity
- Document inquiries and resolutions to identify trends and address potential control gaps
Skills & Qualifications:
- 3–5 years of experience in AML compliance within the securities industry or a FINTRAC-reporting financial intelligence unit
- Strong understanding of CIRO, FINTRAC/PCMLTFA, and related regulatory frameworks
- Proven experience with Enhanced Due Diligence (EDD), high-risk client reviews, and AML project work
- Deep familiarity with money laundering and fraud typologies, particularly those relevant to capital markets and complex client structures
- Proficient in reviewing and interpreting legal documentation for corporations, trusts, and other entities
- Exceptional attention to detail and analytical rigor
- Demonstrated ability to exercise sound judgment, discretion, and problem-solving skills in high-pressure environments
- Excellent written and verbal communication skills, with the ability to convey complex findings clearly and professionally
- Strong organizational and time management skills, with the ability to prioritize and manage multiple tasks
- Collaborative team player with a professional and approachable demeanor
- Proficiency in MS Office Suite is required; experience with Dataphile and WorldCheck is an asset
- Completion or active pursuit of CAMS, CSC, and CPH certifications is considered an asset
#LI-SK1 #LI-Onsite #INDHP
All applications will be held in strict confidence.
In order to be considered for employment, candidates selected for interviews will be required to show proof of citizenship, permanent residence or eligibility to work in Canada with no restrictions.
Protecting your online safety:
Canaccord Genuity and its affiliates do not use text messages for recruitment purposes. If you have received a text message claiming to be from CG or an authorized representative regarding job recruitment, please treat as fraudulent and do not respond.
We wish to thank all candidates for their interest but only those applicants selected for an interview will be contacted. No phone calls please. Thank you for your understanding.
