Jobs at Canaccord Genuity

Supports enterprise data platforms, ETL processes, reporting environments, and data integration initiatives. Responsibilities include monitoring data loads, troubleshooting database and reporting issues, developing SQL queries and procedures, validating data, creating Power BI dashboards, supporting Snowflake and Microsoft data platforms, and contributing to data governance, migration, automation, and quality improvements.

Internal Auditor for a 10-month contract performing complex assurance and advisory audits, including ICFR planning, control testing, fieldwork, documentation, and reporting. The role requires coordination with external auditors, recommendations to executive management and the Board, peer reviews, and coaching team members. Candidates should understand brokerage operations, IFRS, COSO, internal audit standards, and risk management, with professional audit or accounting credentials preferred.

Leads Wealth Management Compliance Business Oversight and Advisory for Canaccord Genuity Canada. Responsibilities include maintaining the compliance program, overseeing securities, AML, privacy, supervision and conduct requirements, assessing regulatory risks, managing remediation, advising on products and client solutions, coordinating regulatory examinations and filings, and supporting senior leadership and the Board. The role also provides risk-based guidance on suitability, KYC, KYP, conflicts, disclosures and sales conduct.

Conducts risk-based AML investigations of individual and corporate clients using transaction data, open-source research, and documentation. Determines whether Suspicious Transaction Reports are required, prepares STRs for FINTRAC, maintains investigation records, advises stakeholders, supports compliance leadership, and responds to regulatory inquiries and audits. The role also contributes to compliance procedures and handles internal and external queries.

Provide administrative support to the Head of Equity Research and research analysts, including meeting and travel coordination, expense and invoice processing, database and records maintenance, office management, HR initiatives, and special projects. The role requires discretion, strong organization, communication, prioritization, and proficiency with Microsoft Office tools in a fast-paced financial services environment.

Supports advisor recruiting through cold and warm outreach, prospect qualification, email campaigns, CRM and pipeline management, market research, meeting coordination, and campaign reporting. The role also provides administrative and event support to the business development and recruiting team while handling confidential prospect information. It is designed for an early-career professional with sales, business development, recruiting, or client-facing experience and an interest in wealth management.

Processes mutual fund and GIC transactions, investigates order rejections, coordinates confirmations and wire instructions, reconciles client accounts, manages departmental payables, processes commissions and trailer fees, monitors disclosure delivery, and administers account changes. The role communicates with portfolio managers, investment advisors, and fund manufacturers while maintaining high accuracy and meeting strict deadlines.

Executes equity, fixed-income, and foreign-exchange trades; invests incoming funds; rebalances portfolios; analyzes diversification, allocation drift, and equities; and supports portfolio strategy. Manages portfolio administration and client onboarding, prepares customized reports and market updates, assists with investment proposals, communicates with clients, and supports transfers, tax-loss selling, mandate reviews, and Portfolio Managers.

Assist Investment Advisors in client transactions, maintain client relationships, process documentation, and support marketing initiatives for wealth management.

Provide comprehensive, customized wealth plans integrating investments, tax, retirement, estate and risk strategies. Advise on complex planning (holding companies, stock options, pension plans, intergenerational transfers), present fee-based solutions, maintain client relationships, drive business growth, and support team-based advisory work while pursuing continuous professional development and ethical standards.

Support a wealth management team servicing high-net-worth clients: prepare financial plans, provide strategic planning (tax, estate, holding companies, stock options), service client accounts and trades, communicate with clients, maintain account records, and contribute to business development and reporting.

Support market and counterparty risk management by producing daily risk reports, implementing reporting controls and automation, enforcing risk policies, assessing counterparty credit limits, and collaborating with trading desks and senior leadership on limits, new products, and quarterly risk reporting.