The Compliance Analyst will support the Global Compliance function by ensuring adherence to regulations, developing compliance materials, and improving compliance programs.
POSITION DESCRIPTION:
Given the current market and regulatory environment, many rules and regulations have been enacted around the global. These rules and regulations continue to be updated. This role will be part of the Global Compliance team - with other members working in Madrid, Toronto and Romania
The Compliance Analyst will assist the Global Compliance function in developing, implementing and managing the Morningstar Sustainalytics compliance framework.
The Compliance Analyst will:
REQUIREMENTS:
Morningstar's hybrid work environment gives you the opportunity to collaborate in-person each week as we've found that we're at our best when we're purposely together on a regular basis. In most of our locations, our hybrid work model is four days in-office each week. A range of other benefits are also available to enhance flexibility as needs change. No matter where you are, you'll have tools and resources to engage meaningfully with your global colleagues.
315_Sustainalytics SRL Legal Entity
Given the current market and regulatory environment, many rules and regulations have been enacted around the global. These rules and regulations continue to be updated. This role will be part of the Global Compliance team - with other members working in Madrid, Toronto and Romania
The Compliance Analyst will assist the Global Compliance function in developing, implementing and managing the Morningstar Sustainalytics compliance framework.
The Compliance Analyst will:
- Assist the CCO in overseeing the compliance program to ensure alignment with European regulatory frameworks and provide ongoing assurance of adherence to Morningstar Sustainalytics' policies and procedures
- Contribute to the ongoing development of the Compliance team by sharing best practices, knowledge, expertise and lessons learned on a regular basis
- Assist with the development, maintenance and delivery of compliance materials and training
- Assist with the continuous improvement of global compliance programs
- Maintain compliance files and records
- Maintain policies and procedures for the general operation of the global compliance program within Morningstar Sustainalytics.
REQUIREMENTS:
- Highly developed interpersonal skills to build and maintain effective internal and external relationships
- 1-3 years of experience in compliance / regulatory control processes developed in Internal Audit in the Financial Services, Accounting or Legal professions
- Strong analytical and investigative skills and sound judgment
- Understanding/experience of ESG risk rating business would be an advantage
- A bachelor's degree is required.
Morningstar's hybrid work environment gives you the opportunity to collaborate in-person each week as we've found that we're at our best when we're purposely together on a regular basis. In most of our locations, our hybrid work model is four days in-office each week. A range of other benefits are also available to enhance flexibility as needs change. No matter where you are, you'll have tools and resources to engage meaningfully with your global colleagues.
315_Sustainalytics SRL Legal Entity
Top Skills
Compliance Frameworks
Esg Risk Rating
Morningstar Toronto, Ontario, CAN Office
181 University Avenue, Toronto, ON, Canada, M5H 3M7
Morningstar Toronto, Ontario, CAN Office
1 Toronto Street, Toronto, Ontario, Canada, M5C 2W4
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