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MUFG Investor Services

Associate Director, Nexus, Regulatory Reporting

Reposted 9 Days Ago
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In-Office
Toronto, ON, CAN
Mid level
In-Office
Toronto, ON, CAN
Mid level
Lead regulatory reporting operations by coordinating with investment managers, vendors, and internal teams; oversee deliverables, deadlines, billing, and controls; improve processes and systems; manage and train staff; attend client pitches and due diligence; prepare regulatory reports when required and maintain up-to-date regulatory knowledge.
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Company Description

MUFG Investor Services is a trusted partner to many of the world’s largest public and private funds, providing asset servicing and operational solutions built for alternatives. With over $1 trillion in client assets under administration, we offer fund administration, banking, payments, fund financing, foreign exchange overlay, corporate and regulatory services, custody, business consulting, and more. Operating from 17 locations worldwide, we help clients mitigate risk, enhance efficiency, and navigate the operational complexities of today’s investment management landscape. As a division of Mitsubishi UFJ Financial Group (MUFG), one of the world’s largest financial institutions with approximately $3 trillion in assets, we combine deep expertise with the strength and stability of a leading financial institution. To learn more, visit us at www.mufg-investorservices.com.

 

Job Description

  • Oversee and liaise with investment managers and vendors for day-to-day operational assistance and issues.
  • Participate in and oversee various system improvement initiatives.
  • Co-ordinate and review all client regulatory reporting deliverables and associated reports as required.
  • Work with internal teams, such as Client Operations, Investor Operations, Client Integration, Legal, Vendor Management, Outsourcing and BPO etc. to ensure all internal and external deliverables are met
  • Assist in developing and improving regulatory reporting processes and procedures.
  • Assist with department resource planning and staff allocation.
  • Attending pitches to potential new clients, due diligence meetings, board/client meetings as required.
  • Build and maintain a strong relationship with clients and vendors.
  • Continue to carry out the core roles of the team, including the creation and preparation of regulatory reporting workings/reports when required
  • Develop an understanding of the regulatory reporting environment and assist in the creation of service offerings for our clients.
  • Ensure all fees are billed on time and collected in a timely manner.
  • Ensure all processes are performed in accordance with operational procedures and controls and all relevant checklists are completed.
  • Keep up to date with applicable regulatory reporting requirements.
  • Manage the staff that report directly to you, assist in training team members and participate in their performance review process.
  • Monitor and manage the reporting deadlines for the services/clients that you and your staff are accountable for.

Qualifications

  • Post-secondary education with a concentration in finance, accounting, mathematics or related fields.
  • Professional qualification in ACA, ACCA, CPA, CIMA or CFA desirable. (Reg)
  • Have 3-7 years’ experience in a regulatory reporting role.

Additional Information

What’s in it for you to join MUFG Investor Services?  

Take a look at our careers site and you’ll find everything you’d expect from a career with the fastest-growing business at one of the world’s largest financial groups. Now take another look. Because it’s how we defy expectations that really defines us. You’ll feel that difference in all kinds of ways. Our vibrant CULTURE. Connected team. Love of innovation, laser client focus, and next-level LEARNING & DEVELOPMENT. Oh, and we really walk the talk when it comes to HYBRID WORKING.    

So, why settle for the ordinary? Apply now for a Brilliantly Different career. 

This is a backfill position.

MUFG is an equal opportunity employer.

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