Jobs at Ontario Securities Commission

Provide legal leadership for Enforcement Division knowledge and practice: develop and maintain practice materials, run knowledge management, conduct legal research, advise investigators and counsel, design and deliver training, and identify technology and process efficiencies to support investigations and litigation.

Participate in a 60-month CPA rotational program involving regulatory reviews, internal controls assessments, financial reporting reviews under IFRS and U.S. GAAP, accounting standards research, regulatory policy development, and training delivery. Work across OSC divisions while completing CPA designation requirements, developing accounting, assurance, compliance, and securities regulation expertise before transitioning to a permanent position.

Conducts complex financial reviews of securities registrants, including financial statements, working capital calculations, and participation fee filings. Assesses solvency, compliance, internal controls, and regulatory risks using accounting, audit, financial analysis, data analytics, and risk-based methodologies. Leads the Risk Assessment Questionnaire program, participation fee administration, process improvement, automation initiatives, and strategic projects while coaching staff and supporting investor protection.

Provide securities law advice and review prospectuses, exempt market and continuous disclosure filings; conduct legal research and policy development; liaise with OSC divisions and market participants; manage multiple complex projects and contribute to regulatory initiatives.